Category: Compliance

Registration requirements, surety bonds, and regulatory compliance

  • South Carolina Structured Settlement Purchase Company Registration: New 2024 Requirements

    South Carolina enacted a comprehensive Structured Settlement Protection Act during its 2023 legislative session, with registration requirements taking effect January 1, 2024. This makes South Carolina one of the most recent states to establish a formal registration framework for structured settlement purchase companies. The new Act is codified within the South Carolina Code and is administered by the Secretary of State’s Office.

    ⚡ Key Takeaways — South Carolina (2024 Registration Act)

    New 2024 SSPC registration requirement
    $1,250 application fee
    $50,000 surety bond required
    $10,000 penalty for non-registration
    One of the newest registration frameworks

    📜 Governing Statute

    The South Carolina Structured Settlement Protection Act was passed during the 2023 legislative session. The Act establishes definitions, company prohibitions, disclosure requirements, court approval procedures, and a mandatory registration system for all structured settlement purchase companies operating in the state.

    🛡️ Registration Requirement

    As of January 1, 2024, no person may act as a transferee, attempt to acquire structured settlement payment rights through a transfer from a payee who resides in South Carolina, or file a structured settlement transfer proceeding unless the person is registered with the Secretary of State to do business as a structured settlement purchase company.

    Registration Fees

    Fee Type Amount
    Initial Application $1,250
    Annual Renewal $200
    Failure to Register Penalty Up to $10,000

    Surety Bond Requirement

    As part of registration, each structured settlement purchase company must certify that it has secured a surety bond or cash bond in the amount of $50,000. The Secretary of State’s Office has created a bond template that incorporates the Act’s requirements, available on the SOS website. Applicants may use this template or provide their own bond that meets the statutory requirements.

    Judgment Reporting

    Within 10 days after a judgment is secured against a registered company by a payee, the company must file a notice with the Secretary of State and the surety, providing a copy of the judgment, the name and address of the judgment creditor, and the status of the matter—including whether the judgment will be appealed or has been paid or satisfied.

    🛡️ Registration Process

    Registration is completed through the Secretary of State’s Office using the Application for Registration as a Structured Settlement Purchase Company. The same application form is used for both initial registration and annual renewal. The application can be filed online through the SOS website. Key application requirements include:

    • Company identification and contact information
    • Certification of surety bond or cash bond ($50,000)
    • Disclosure of any judgments, regulatory actions, or disciplinary history
    • Designation of a registered agent in South Carolina

    📄 Disclosure and Court Approval

    The Act follows the standard SSPA framework for disclosure requirements and court approval. Transferees must provide detailed written disclosures to payees, and transfers must be approved by a court that finds the transaction is in the payee’s best interest. The Act includes standard protections including notification requirements for interested parties and provisions ensuring the payee has been advised of the right to seek independent professional advice.

    💡 Practical Considerations

    • New registration regime—companies must register before engaging in any transfer activity involving South Carolina payees, effective January 1, 2024
    • $10,000 penalty for non-registration—this is one of the steeper penalties among states with registration requirements
    • $50,000 surety bond—comparable to Nevada’s bond requirement; companies operating in multiple registration states can often use the same surety provider
    • Annual renewal required—at the lower $200 annual fee; mark renewal dates to avoid lapses
    • Online filing available—streamlines the registration process compared to states requiring paper filings

    📋 Resources

    ❓ South Carolina Structured Settlement FAQ

    When did South Carolina start requiring SSPC registration?

    South Carolina’s registration requirement took effect January 1, 2024, making it one of the most recent states to establish a formal SSPC registration framework.

    What are the costs to register as an SSPC in South Carolina?

    The application fee is $1,250 and companies must post a $50,000 surety bond. The penalty for operating without registration is $10,000.

    ⚠️ Disclaimer: This guide provides general information about South Carolina structured settlement law for educational purposes only. It does not constitute legal, financial, or tax advice. Laws change — always verify with current state statutes and consult a licensed attorney. Read full disclaimer →

  • Nevada Business Registration for Structured Settlement Companies

    Nevada Business Registration for Structured Settlement Companies

    If you’re operating or planning to operate a Structured Settlement Purchase Company (SSPC) in Nevada, business registration is mandatory. This guide explains the Nevada business registration requirements, fees, and required documents to comply with Nevada Revised Statutes (NRS) 42.200 to 42.400.

    📋 Who Must Register?

    All Structured Settlement Purchase Companies doing business in Nevada must register with the Nevada Consumer Affairs Division of the Department of Business and Industry. This applies to both in-state and out-of-state entities.

    🛡️ Registration Checklist for Structured Settlement Companies

    Here’s what you’ll need to complete the registration process:

    1. Completed Application

    • Company name and DBA (if applicable)
    • Business and mailing addresses
    • Taxpayer ID or Social Security Number
    • Contact info for owners, officers, directors, and managers
    • Ownership percentages (must total 100%)

    2. $50,000 Surety Bond or Letter of Credit

    • Payable to the State of Nevada
    • Issued by a licensed corporate surety or financial institution
    • Must remain active for 3 years after registration expires
    • Renew annually to maintain compliance

    3. Sworn Certificate

    Must be signed by an authorized officer confirming the accuracy of the application and the existence of the surety bond or LOC.

    4. Nevada Business License or Foreign Entity Qualification

    • Submit a valid Nevada business license or
    • Proof of authorization to do business in Nevada as a foreign entity

    5. Certificate of Good Standing

    Issued by the Secretary of State where the company is organized.

    6. Child Support Statement

    Required only if the applicant is an individual (not a company).

    🛡️ Registration Fees

    Type of Fee Amount
    Initial Registration $250
    On-Time Annual Renewal $250
    Late Renewal (within 60 days) $375
    Reinstatement (after 60 days) $500

    ⚖️ Ongoing Compliance

    • Resident Agent: Maintain an agent in Nevada for legal service of process.
    • Annual Renewal: Registrations must be renewed before expiration.
    • Bond/LOC Coverage: Must remain active at all times.

    🛡️ Where to Submit Registration

    Mail or hand-deliver to:Nevada Consumer Affairs
    2300 W. Sahara Ave., Suite 350
    Las Vegas, NV 89102
    Phone: (702) 486-2750
    Email: register@business.nv.gov
    Website: www.consumeraffairs.nv.gov

    📋 Summary: Key Takeaways

    To legally operate as a Structured Settlement Purchase Company in Nevada, you must:

    • Complete and submit the official registration application
    • Post a $50,000 surety bond or letter of credit
    • Provide state licensing and good standing documentation
    • Pay the appropriate non-refundable fees
    • Renew annually and maintain compliance with NRS 42.200–42.400

    Failure to register or renew on time may result in suspension, legal penalties, or being barred from doing business in the state.

    ⚠️ Disclaimer: This guide provides general information about Nevada Business Registration Requirements For Structured Settlement Purchase Companies structured settlement law for educational purposes only. It does not constitute legal, financial, or tax advice. Laws change — always verify with current state statutes and consult a licensed attorney. Read full disclaimer →